Colleen joined Runway Growth Capital in 2022 as Chief Compliance Officer.
Colleen is a Director at ACA Group. She is an experienced senior level compliance and risk management professional with extensive experience, including serving as a Chief Compliance Officer at FINRA and SEC registered firms. Her product experience includes private equity, real estate, secondary and debt funds, hedge funds, mutual funds including interval funds, business development companies, stocks, options, exchange-traded products, bonds, 529 plans, annuities, retirement plans, UCITS, REITS, loans, credit, derivatives and structure products. She has managed a considerable number of FINRA and SEC routine examinations and has obtained the following FINRA licenses: Series 7, 24, 55, 65, 79, 63, and 99.
Prior to joining ACA, Colleen was a Director at Alaric Compliance Services serving as outsourced CCO for various firms. She also served as the Chief Compliance Officer & Risk Manager for Clarion Partners, LLC (formerly ING Group N.A.) broker-dealer and the Deputy Chief Compliance Officer for the RIA.
She held senior level compliance roles at Capital One Bank and Ameriprise Financial. She also served as the Chief Compliance Officer for Taylor Companies, LLC, a private global investment bank.
Colleen is a CAMS certified member of the Association of Anti- Money Laundering Specialists (ACAMS). Prior to entering financial services, she was the Head Coach of the NCAA Division I, Woman’s Soccer Program at American University. She holds a Bachelor of Arts degree from The College of William and Mary and Master of Business Administration from Touro University.